Callaspo Brito v. Ballhew, 2025 UT App 190
Case Summary
Gustavo Callaspo Brito sued Dustin James Ballhew for bodily injuries arising from an intersection collision. After a binding arbitration under Utah Code § 31A-22-321 produced a no-cause award, Callaspo obtained a trial de novo, and a jury initially allocated 70% of the fault to Ballhew but left the damages section of the verdict form blank. Rather than neutrally identifying the inconsistency, the district court told the jury it was reading the form as though the jury had “switched” its fault allocations, and within ten minutes the jury returned a reversed allocation producing a no-cause verdict. On appeal, the Court of Appeals addressed (1) whether appellate jurisdiction exists over a district court judgment entered after a section 321 trial de novo and (2) whether the district court abused its discretion in the manner in which it re-instructed the jury.
Podcast Interviews and Other Sources
Podcast Interviews
Oral Argument
Briefing Documents
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Coverage
Facts
The Collision
- Ballhew, driving westbound, attempted a left turn at a traffic light while Callaspo was driving eastbound straight through the intersection.
- Ballhew’s vehicle struck the front driver side of Callaspo’s car.
Litigation and Section 321 Arbitration
- Callaspo filed suit in November 2021 for injuries resulting from the collision.
- In June 2023, the parties stipulated that the case would proceed through arbitration under Utah Code § 31A-22-321.
- The arbitrator found that Callaspo had failed to meet his burden of proof and awarded Ballhew a judgment of no cause of action, after which Callaspo moved for a trial de novo.
Jury Trial and Initial Verdict
- A two-day jury trial was held in March 2024, at which both parties testified and each called experts to evaluate the crash data and opine on the cause of the accident.
- The court instructed the jury, by reading from the verdict form, that fault percentages must total 100% and that the jury was to complete the damages section if Callaspo’s fault was less than 50%.
- The jury returned a verdict form allocating 70% of the fault to Ballhew and 30% to Callaspo, but it did not complete the damages section, even though the amount of damages was undisputed.
Re-Instruction and Corrected Verdict
- At sidebar, the court told counsel that “there may have been a misunderstanding on the jury” and that it would ask the jury about it.
- The court then told the jury that, if it had understood question 5 as assigning 70% of the fault to the plaintiff, “that’s the way that I’m reading it,” that “the only explanation” for awarding no damages was a misinterpretation of the allocation questions, and that it was “guessing maybe you switched the allocations of your percentages.”
- Callaspo objected that the instruction was “very prejudicial” because it suggested the jury had “mixed” up the allocations rather than simply identifying the error; the court responded that it had “no intention to try to influence the jury one way or the other.”
- Less than ten minutes after being sent back, the jury returned a corrected verdict allocating 70% of the fault to Callaspo and 30% to Ballhew, resulting in a no-cause verdict.
Issues of the Case
Appellant Gustavo Callaspo Brito raised one issue on appeal, and the court also resolved one threshold jurisdictional issue raised by Appellee Dustin James Ballhew, for a total of two issues.
- Issue 1: Appellate Jurisdiction Following Section 321 Arbitration and Trial De Novo
- Issue 2: Re-Instruction of the Jury on an Inconsistent Verdict
The court rejected the jurisdictional challenge (Issue 1) and, on the merits (Issue 2), vacated the verdict and remanded for a new trial.
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Civil Procedure — Appellate Jurisdiction
1. Appellate Jurisdiction Following Section 321 Arbitration and Trial De Novo
Claim on Appeal: Ballhew argued that, by analogy to small claims procedure, the only appeal permitted after a section 321 arbitration is the trial de novo, so the Court of Appeals lacked jurisdiction. Ballhew acknowledged the argument was not supported by statute or case law.
Holding: — Jurisdiction Confirmed (Appellee’s challenge rejected). Nothing in the plain language of Utah Code § 31A-22-321 restricts a party’s right to appeal a district court judgment entered after a trial de novo, unlike the express bar in the small claims statute.
Statutory Authority: Utah Code § 31A-22-321 (binding arbitration of third-party bodily injury claims and trial de novo in court); Utah Code § 78A-8-106 (small claims appeals, which bars appeal from a trial de novo except on constitutional rulings); Utah Code § 78A-3-102(3)(j), (4) (Supreme Court appellate jurisdiction and pour-over to the Court of Appeals); Utah Code § 78A-1-101(2) (district courts are courts of record).
Standard of Review:
Category: Correctness
Specific Standard: “Whether appellate jurisdiction exists is a question of law, which we review for correctness.” Callaspo Brito v. Ballhew, 2025 UT App 190, ¶ 11 (quoting Park City Mun. Corp. v. Woodham, 2024 UT 3, ¶ 13, 545 P.3d 221).
Applies To: Whether the Court of Appeals has jurisdiction over an appeal from a district court judgment entered after a section 321 arbitration and trial de novo.
Controlling Cases:
- Park City Mun. Corp. v. Woodham, 2024 UT 3, 545 P.3d 221 (appellate jurisdiction is a question of law reviewed for correctness)
Why It Matters: This is a clarifying holding for personal injury practice: a party who loses a section 321 arbitration and then loses again at a district court trial de novo retains the ordinary right to appeal under Utah R. App. P. 3. The court refused to import the small claims appeal bar by analogy, emphasizing that the right to appellate review is statutory and that the post-arbitration trial de novo is a resumption of ordinary litigation governed by the civil and evidence rules, not an appeal. Defense counsel should not expect a section 321 election to insulate a subsequent district court judgment from appellate review.
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Civil Procedure — New Trial
2. Re-Instruction of the Jury on an Inconsistent Verdict
Claim on Appeal: Callaspo argued that the district court abused its discretion in how it re-instructed the jury because its instructions “suggest[ed] an outcome” and “encourag[ed] the jury to change its prior findings.”
Holding: — Reversed and Remanded (verdict vacated; new trial ordered). Although the court permissibly identified the inconsistency, it abandoned neutrality by telling the jury how it read the form and that a switched allocation was “the only explanation,” thereby placing its thumb on the scale.
Statutory Authority: No statute; the issue is governed by Utah R. Civ. P. 47(s) (correction of informal or insufficient verdicts while the jury remains empaneled).
Standard of Review:
Category: Abuse of Discretion
Specific Standard: “When reviewing a trial court’s decision to clarify a jury verdict we seek to determine whether the trial court exceeded its permitted range of discretion.” Callaspo Brito v. Ballhew, 2025 UT App 190, ¶ 10 (quoting Eggett v. Wasatch Energy Corp., 2001 UT App 226, ¶ 17, 29 P.3d 668, aff’d, 2004 UT 28, 94 P.3d 193).
Applies To: The district court’s re-instruction of the jury after determining that the initial special verdict was inconsistent and incomplete.
Controlling Cases:
- KTM Health Care Inc. v. SG Nursing Home LLC, 2018 UT App 152, 436 P.3d 151 (court may seek clarification while the jury remains empaneled but must explain the inconsistency “in a completely neutral and impartial way” and avoid “placing its thumb on the scale”)
- Eggett v. Wasatch Energy Corp., 2001 UT App 226, 29 P.3d 668, aff’d, 2004 UT 28, 94 P.3d 193 (abuse-of-discretion review of a decision to clarify a verdict; definitions of “insufficient” and “informal”)
- Langton v. International Transport, Inc., 491 P.2d 1211 (Utah 1971) (an incomplete verdict is both insufficient and informal)
Why It Matters: The opinion applies KTM Health Care to a common scenario: a jury that finds the defendant predominantly at fault but awards no damages. The holding draws a sharp line between permissibly describing the inconsistency in general terms and impermissibly telling the jury which resolution the court believes is correct. Notably, the court reversed even though the corrected verdict was supported by evidence, because the court could not conclude that the final verdict reflected the jury’s own findings rather than the judge’s suggestion.
Rules of Evidence
Utah Codes
Arbitration of third-party bodily injury claims; trial de novo
Governs:
Permits a person injured in a motor vehicle accident, after timely filing a complaint, to elect binding arbitration of third-party bodily injury claims in exchange for a cap on recovery. The award is final unless a party files a notice requesting a trial de novo, after which the claim proceeds under the Utah Rules of Civil Procedure and Utah Rules of Evidence.
Application in Callaspo Brito:
The parties submitted the claim to arbitration under this section, and Callaspo obtained a trial de novo after an adverse award. The court held that nothing in the statute’s plain language restricts an appeal from the resulting district court judgment.
Quote:
“[T]here is nothing in the plain language of section 321 that restricts a losing party from appealing a district court judgment following arbitration.” Callaspo Brito v. Ballhew, 2025 UT App 190, ¶ 16.
Utah Legislature:
https://le.utah.gov/xcode/Title31A/Chapter22/31A-22-S321.html
Small claims appeals
Governs:
Allows either party to appeal a small claims judgment for a trial de novo and provides that the trial de novo decision may not be appealed unless the court rules on the constitutionality of a statute or ordinance.
Application in Callaspo Brito:
Ballhew urged the court to apply this small claims appeal bar by analogy. The court contrasted the statute’s express prohibition with the absence of any comparable limit in section 321.
Quote:
“Thus, the controlling statute clearly prohibits appeals from a trial de novo in small claims actions except for in the narrow circumstances where the constitutionality of a statute or ordinance is at issue.” Callaspo Brito v. Ballhew, 2025 UT App 190, ¶ 13.
Utah Legislature:
District court jurisdiction (including trial de novo of small claims and justice court judgments)
Governs:
Defines the jurisdiction of the district courts; subsection (4) addresses the district court’s role in hearing appeals from small claims and justice court judgments by trial de novo.
Application in Callaspo Brito:
Cited alongside § 78A-8-106 as part of the small claims appeal framework that Ballhew sought to extend to section 321 proceedings, which the court declined to do.
Quote:
“He urges us to treat appeals following section 321 proceedings the same as small claims appeals—by generally limiting appeals to a trial de novo in the district court. See Utah Code §§ 78A-8-106, 78A-5-102(4).” Callaspo Brito v. Ballhew, 2025 UT App 190, ¶ 12.
Utah Legislature:
Supreme Court jurisdiction; transfer to the Court of Appeals
Governs:
Grants the Utah Supreme Court appellate jurisdiction over orders, judgments, and decrees of courts of record not within the Court of Appeals’ original appellate jurisdiction, and authorizes the Supreme Court to transfer such matters to the Court of Appeals.
Application in Callaspo Brito:
The court relied on subsection (3)(j) to establish appellate jurisdiction over the district court judgment and noted in footnote 1 that the case reached the Court of Appeals by transfer under subsection (4).
Quote:
“The Utah Supreme Court has appellate jurisdiction over ‘orders, judgments, and decrees of any court of record over which the Court of Appeals does not have original appellate jurisdiction.’” Callaspo Brito v. Ballhew, 2025 UT App 190, ¶ 15.
Utah Legislature:
Courts of record and courts not of record
Governs:
Identifies which Utah courts are courts of record; district courts are courts of record, while justice courts are courts not of record.
Application in Callaspo Brito:
The court used this provision to confirm that the judgment appealed from was issued by a court of record, bringing it within the general grant of appellate jurisdiction.
Quote:
“District courts ‘are courts of record,’ whereas justice courts ‘are courts not of record.’” Callaspo Brito v. Ballhew, 2025 UT App 190, ¶ 15.
Utah Legislature:
Rules of Civil Procedure
Correction of informal or insufficient verdicts
Governs:
Provides that when a jury verdict is informal or insufficient, it may be corrected by the jury under the advice of the court, or the jury may be sent out again for further deliberation.
Application in Callaspo Brito:
The court recognized that the incomplete verdict was both informal and insufficient and that the district court could send the jury back, but held that the court’s advice to the jury under this rule had to be completely neutral.
Quote:
“Rule 47(s) of the Utah Rules of Civil Procedure provides that an ‘informal or insufficient’ jury verdict ‘may be corrected by the jury under the advice of the court, or the jury may be sent out again.’” Callaspo Brito v. Ballhew, 2025 UT App 190, ¶ 20.
Utah Judiciary:
https://legacy.utcourts.gov/rules/view.php?type=urcp&rule=47
Utah Code of Judicial Administration
Utah Rules of Appellate Procedure
Appeal as of right; how taken
Governs:
Provides that, except as otherwise provided by law, a party may appeal a final order or judgment from a district court by filing a notice of appeal with the trial court clerk.
Application in Callaspo Brito:
The court relied on this rule, together with the jurisdictional statutes, to conclude that Callaspo had a right to appeal the final district court judgment entered after the trial de novo.
Quote:
“‘Except as otherwise provided by law, a party may appeal a final order or judgment from a district court . . . to the appellate court by filing a notice of appeal with the trial court clerk . . . .’” Callaspo Brito v. Ballhew, 2025 UT App 190, ¶ 15.
Utah Judiciary:
Utah Rules of Professional Conduct
Case Cited
- Eggett v. Wasatch Energy Corp., 2001 UT App 226, 29 P.3d 668, aff’d, 2004 UT 28, 94 P.3d 193 (supplying the abuse-of-discretion standard for reviewing a trial court’s decision to clarify a jury verdict)
- Eggett v. Wasatch Energy Corp., 2004 UT 28, 94 P.3d 193 (defining “insufficient” and “informal” verdicts under rule 47(s))
- Park City Mun. Corp. v. Woodham, 2024 UT 3, 545 P.3d 221 (supplying the correctness standard for questions of appellate jurisdiction)
- KTM Health Care Inc. v. SG Nursing Home LLC, 2018 UT App 152, 436 P.3d 151 (governing the trial court’s discretion to seek clarification of an inconsistent verdict and requiring completely neutral re-instruction)
- Langton v. International Transport, Inc., 491 P.2d 1211 (Utah 1971) (holding that an incomplete verdict is both insufficient and informal)
Litigation and Appellate Strategy
Reversal Predictor
- The trial court states its own reading or interpretation of the inconsistent verdict to the jury.
- The court characterizes one resolution as “the only explanation” or otherwise ranks the possible resolutions.
- The corrected verdict mirrors the court’s suggested resolution.
- The jury returns the corrected verdict very quickly after re-instruction.
- Counsel made a contemporaneous objection to the re-instruction.
- The change in the verdict is outcome-determinative (here, converting a plaintiff’s verdict into a no-cause verdict).
Mandatory Factor Checklist
No statutory factors are at issue. The opinion instead imposes the following requirements, drawn from rule 47(s) and KTM Health Care, on a court that returns a jury to deliberate:
- Determine whether the verdict is informal or insufficient (an incomplete verdict is both).
- Seek clarification only while the jury that rendered the verdict remains empaneled.
- Explain the reasons the jury is being asked to resume deliberations.
- Do so in a completely neutral and impartial way.
- Ensure nothing in the communication could possibly be construed as encouraging a particular result.
Signal Cluster (High-Risk Appeal Profile)
- An incomplete special verdict (fault allocated, damages blank) combined with undisputed damages, a court comment favoring one resolution, a preserved objection, a rapid return, and a corrected verdict that reverses the prevailing party presents a strong appellate profile.
- Each element was present here, and together they made it impossible for the appellate court to conclude that the final verdict reflected the jury’s own findings.
Strategy Insight
- Characterize the appeal as a challenge to the integrity of the deliberative process, not as an evidentiary dispute. An argument that the corrected verdict was against the weight of the evidence would likely fail, because the record contained testimony that Callaspo ran a red light; the winning framing is that the court’s non-neutral instruction prevents any confidence that the verdict reflects the jury’s independent judgment.
Section 321 Arbitration and Appellate Rights
- The opinion distinguishes the section 321 trial de novo, which resumes ordinary litigation in a court of record, from the small claims trial de novo, which the legislature has expressly made the final appeal.
- Courts will not create appellate restrictions by analogy where the controlling statute is silent; any limit must come from the statutory text.
Teaching Value
- The opinion is a concise illustration of the difference between permissible and impermissible re-instruction, because the court quotes the district court’s remarks and identifies precisely where neutral explanation ended and suggestion began (¶¶ 21–22).
Insights
Utah-Only Jurisprudence
- The opinion relies exclusively on Utah authority: Utah statutes, the Utah Rules of Civil and Appellate Procedure, and Utah Supreme Court and Court of Appeals precedent. No out-of-state or federal authority is cited.
- The jurisdictional analysis is a pure exercise in Utah statutory construction, and the merits analysis is a direct application of the Court of Appeals’ own framework in KTM Health Care.
Doctrinal Anchors (Utah Supreme Court)
- Eggett v. Wasatch Energy Corp., 2004 UT 28, 94 P.3d 193
- Established: Definitions of “insufficient” and “informal” verdicts for purposes of rule 47(s).
- Role: Supports the conclusion that the incomplete verdict triggered the court’s rule 47(s) authority; the Court of Appeals’ earlier Eggett decision, affirmed by the Supreme Court, supplies the standard of review.
- Langton v. International Transport, Inc., 491 P.2d 1211 (Utah 1971)
- Established: An incomplete verdict is both insufficient and informal.
- Role: Confirms that a verdict allocating fault without completing damages may be returned to the jury for correction.
- Park City Mun. Corp. v. Woodham, 2024 UT 3, 545 P.3d 221
- Established: Appellate jurisdiction is a question of law reviewed for correctness.
- Role: Frames the threshold jurisdictional inquiry.
- Court of Appeals anchor: KTM Health Care Inc. v. SG Nursing Home LLC, 2018 UT App 152
- Although not a Supreme Court decision, KTM supplies the operative neutrality rule and the “thumb on the scale” formulation on which the merits holding turns.
The Most Important Holding
- When a trial court sends a jury back to resolve an inconsistent verdict, it may describe the inconsistency in general terms but may not tell the jury how the court interprets the verdict or which resolution it considers most likely. By stating that a switched allocation was “the only explanation” and that “that’s the way that I’m reading it,” the district court encouraged a particular result and abused its discretion.
- Footnote 3 sharpens the point: the corrected verdict was evidentially supportable, yet reversal followed because the court “cannot conclude that the corrected verdict was truly reflective of the jury’s findings and not influenced by the court.”
Reversal Based on Legal Error vs. Factual Error
- The reversal rests on a procedural error in the conduct of trial, reviewed for abuse of discretion, not on any factual error or insufficiency of the evidence.
- The court expressly declined to hold that the switched allocation was unsupported; the defect was the process by which the verdict was obtained, which tainted its reliability.
Practitioner Takeaways
- Trial Lawyers:
- When a verdict comes back inconsistent, request a sidebar and propose neutral language that identifies the inconsistency and the available paths (for example, revisit fault allocation or complete damages) without favoring either.
- Object on the record immediately, as Callaspo’s counsel did after the jury exited, specifically identifying the non-neutral statements and their prejudicial effect.
- Note on the record the speed of the jury’s return and whether the corrected verdict tracks the court’s suggestion; both facts supported reversal here.
- Draft special verdict forms with unambiguous party labels (using names rather than “Plaintiff” and “Defendant” where helpful) to reduce the risk of transposed allocations.
- Appellate Lawyers:
- Frame the issue as a breach of the KTM neutrality requirement and quote the court’s exact words; the transcript of the re-instruction is the core of the record.
- Anticipate the argument that the corrected verdict is supported by evidence; footnote 3 answers it by focusing on whether the verdict reflects the jury’s independent findings.
- Do not concede jurisdictional challenges in section 321 cases; this opinion confirms ordinary appellate rights after a trial de novo.
- Personal Injury Practitioners and Insurers:
- A section 321 election caps recovery but does not eliminate appellate review of a later district court judgment; case valuations and settlement strategy should account for the full appellate path.
- Trial Judges:
- Limit re-instruction to identifying the inconsistency and the questions to be revisited; avoid speculating about what the jury intended or labeling any explanation as the “only” one.
Majority Opinion
2025 UT App 190
THE UTAH COURT OF APPEALS
GUSTAVO CALLASPO BRITO, Appellant, v. DUSTIN JAMES BALLHEW, Appellee.
Opinion No. 20240739-CA Filed December 26, 2025 Third District Court, Salt Lake Department The Honorable Robert P. Faust No. 210906133
Daniel F. Bertch, Attorney for Appellant Bruce C. Burt, Attorney for Appellee
JUDGE MICHELE M. CHRISTIANSEN FORSTER authored this Opinion, in which JUDGES DAVID N. MORTENSEN and AMY J. OLIVER concurred. CHRISTIANSEN FORSTER, Judge:
¶1 Gustavo Callaspo Brito sued Dustin James Ballhew for injuries resulting from a traffic accident. Following deliberations, the jury returned an incomplete verdict form: the jury allocated 70% fault to Ballhew but failed to award damages. After a sidebar with the parties’ attorneys, the district court informed the jury that it had likely switched the allocation of fault and instructed the jury to re-deliberate. Shortly thereafter, the jury returned a corrected verdict in which it changed the allocation of fault in accordance with the court’s instruction and this time assessed 70% fault to Callaspo, resulting in a no cause verdict.
¶2 Callaspo appeals. He argues the district court abused its discretion when it re-instructed the jury because the instructions Callaspo Brito v. Ballhew 20240739-CA 2 2025 UT App 190 were not fair and neutral. We agree and accordingly vacate the verdict and remand for a new trial.
BACKGROUND
¶3 Ballhew was driving westbound. As he approached a traffic light, he attempted to turn left. At this same time, Callaspo was driving eastbound straight through the intersection. Ballhew’s vehicle crashed into the front of Callaspo’s car on the driver side.
¶4 In November 2021, Callaspo sued Ballhew for injuries resulting from the collision. In June 2023, the parties stipulated that the case would proceed through arbitration pursuant to Utah Code section 31A-22-321 (section 321). See Utah Code § 31A-22- 321(1) (“A person injured as a result of a motor vehicle accident may elect to submit all third-party bodily injury claims to arbitration . . . .”). Following arbitration, the arbitrator found that Callaspo had failed to meet his burden of proof and accordingly awarded Ballhew a judgment of no cause of action. Thereafter, Callaspo filed a motion for trial de novo.
¶5 A two-day jury trial was held in March 2024. Both parties testified and both also called experts to evaluate the crash data and opine as to the cause of the accident. After the close of evidence, the district court instructed the jury on fault and fault allocation by reading the instructions from the verdict form. The court explained that the jury was to assign a percentage of fault to each party, and that the total percentage assigned must equal 100%. It then instructed that if Callaspo’s fault was less than 50%, the jury would need to fill out the next section on the form titled “Damages.”
¶6 Following deliberations, the jury returned the verdict form to the district court. After reviewing the form, the court asked counsel to approach the bench for a sidebar. The court informed Callaspo Brito v. Ballhew 20240739-CA 3 2025 UT App 190 counsel that “there may have been a misunderstanding on the jury,” because although the jury had allocated 30% of the fault to Callaspo and 70% of the fault to Ballhew, it had not completed the damages portion of the form. The court then told counsel that it was “going to ask” the jury about the apparent misunderstanding.
¶7 After concluding the sidebar, the district court addressed the jury: Ladies and gentlemen of the jury, I’ve reviewed your special verdict form. And there raises a question about whether or not I was clear in the jury instructions because there appears to be an inconsistency in your responses. And so what we’re going to do is try to clarify the issue of apportionment to make sure that what you have reflected in your verdict form is the way you want it to be. Otherwise, we’re going to have to maybe send you back into the jury room in order to perform some calculation on damages. Okay? Because I think there might be a confusion. For example, in reading off the special jury verdict form, it says, Question number 5: “What percentage of the fault that caused . . . Plaintiff’s harm was attributable to the Defendant?” And you put “70 percent.” Question number 6 says, “What percentages of Plaintiff’s harm was caused by the Plaintiff?” And you put “30 percent.” Okay? Now, under the section of damages, though, there is nothing filled out in regard to medical expenses and noneconomic damages. So I’m not sure if you intended not to award any damages or if Callaspo Brito v. Ballhew 20240739-CA 4 2025 UT App 190 there was a misunderstanding about the 50 percent rule. If you were understanding question number 5 to mean that you were giving 70 percent of the fault to the Plaintiff for the accident, then he would have been over the threshold of 50 percent. And then there would be no further damages needed to be calculated or awarded. And that’s the way that I’m reading it. So we need to ask you if you would like to go back in and deliberate with that understanding and see if your percentages need to change or not. And if not, you’re going to need to perform and make a deliberation on the amount of damages. Does that make sense? Why? Because we had an undisputed agreement as to the amount of damages that are there in this case. And you’ve awarded none. And the only explanation for that is you maybe misinterpreted question six—or five and six on how you have the allocation of the percentages. I’m not sure, but I’m guessing maybe you switched the allocations of your percentages, though I’m not sure. So what we’re going to do is we’re going to give you the special verdict form back. We’re going to ask you to go back into the jury room and address those issues that we’ve highlighted for you.
¶8 After the jury exited the courtroom, Callaspo objected to the district court’s instruction, arguing that it “was very prejudicial” to suggest to the jury that it had “mixed” up the fault allocations rather than “just pointing out the error” and sending Callaspo Brito v. Ballhew 20240739-CA 5 2025 UT App 190 the jury to re-deliberate. The court countered that it had “no intention to try to influence the jury one way or the other” and that it had merely tried “to explain the different possibilities or the different contradictions that were apparent on the face of the document.”
¶9 Less than ten minutes after being sent to re-deliberate, the jury returned the final verdict form. This time, the jury allocated 70% of the fault to Callaspo and 30% of the fault to Ballhew.
ISSUES AND STANDARDS OF REVIEW
¶10 Callaspo now appeals, arguing the district court improperly instructed the jury after determining that the verdict was insufficient. “When reviewing a trial court’s decision to clarify a jury verdict we seek to determine whether the trial court exceeded its permitted range of discretion.” Eggett v. Wasatch Energy Corp., 2001 UT App 226, ¶ 17, 29 P.3d 668, aff’d, 2004 UT 28, 94 P.3d 193.
¶11 In response to Callaspo’s appeal, Ballhew argues that this court does not have jurisdiction to consider this appeal because the only appeal permitted after a section 321 arbitration hearing is a trial de novo. “Whether appellate jurisdiction exists is a question of law, which we review for correctness.” Park City Mun. Corp. v. Woodham, 2024 UT 3, ¶ 13, 545 P.3d 221 (quotation simplified). ANALYSIS I. Jurisdiction
¶12 As a threshold matter, we must determine whether we have jurisdiction to consider this appeal. Ballhew argues that Callaspo has no right to appeal from the district court’s judgment because “the only appeal permitted after a [section 321] Callaspo Brito v. Ballhew 20240739-CA 6 2025 UT App 190 arbitration hearing is the trial de novo.” Ballhew acknowledges that this argument is not supported by statute or case law but is instead premised on the appeals process from a small claims action. He urges us to treat appeals following section 321 proceedings the same as small claims appeals—by generally limiting appeals to a trial de novo in the district court. See Utah Code §§ 78A-8-106, 78A-5-102(4). But the right to appellate review is governed by statute, and we are not at liberty to adopt a scheme clearly at odds with the plain language of the controlling provisions.
¶13 Utah Code section 78A-8-106 governs appeals from small claims actions. Under that section, either party may appeal the judgment in a small claims action to the district court for a trial de novo. See id. § 78A-8-106. The statute specifically provides that “[t]he decision of the trial de novo may not be appealed unless the court rules on the constitutionality of a statute or ordinance.” Id. § 78A-8-106(2) (emphasis added). Thus, the controlling statute clearly prohibits appeals from a trial de novo in small claims actions except for in the narrow circumstances where the constitutionality of a statute or ordinance is at issue.
¶14 In contrast, section 321 governs arbitration proceedings in third-party litigation. Under that section, a plaintiff may elect to submit a personal injury claim to “binding arbitration” in exchange for capping any potential recovery. See id. § 31A-22- 321(1)–(2). A claim may not be submitted to arbitration, however, unless the plaintiff or the plaintiff’s representative has “previously and timely filed a complaint in a court that includes a third-party bodily injury claim” and “filed a notice to submit the claim to arbitration within 14 days after the complaint has been answered.” Id. § 31A-22-321(1)(a). After a claim is submitted to arbitration, any award issued from those arbitration proceedings “shall be the final resolution of all bodily injury claims between the parties and may be reduced to judgment” unless either party “files a notice requesting a trial de novo in the court” or “the arbitration award has been satisfied.” Id. § 31A-22-321(11). Once a Callaspo Brito v. Ballhew 20240739-CA 7 2025 UT App 190 request for a trial de novo has been filed, “the claim shall proceed through litigation in accordance with the Utah Rules of Civil Procedure and Utah Rules of Evidence.” Id. § 31A-22-321(12)(a).
¶15 The Utah Supreme Court has appellate jurisdiction over “orders, judgments, and decrees of any court of record over which the Court of Appeals does not have original appellate jurisdiction.”1 Id. § 78A-3-102(3)(j). District courts “are courts of record,” whereas justice courts “are courts not of record.” Id. § 78A-1-101(2). “Except as otherwise provided by law, a party may appeal a final order or judgment from a district court . . . to the appellate court by filing a notice of appeal with the trial court clerk . . . .” Utah R. App. P. 3(a)(1).
¶16 Construing all of this together, we conclude that Callaspo has a statutory right to appeal. Here, Callaspo appeals from a judgment of the district court. Although the claim was subject to a section 321 arbitration proceeding prior to the district court judgment, there is nothing in the plain language of section 321 that restricts a losing party from appealing a district court judgment following arbitration.
¶17 Moreover, this conclusion is bolstered by the statutory scheme of section 321, which treats arbitration proceedings as something different from district court proceedings. Section 321 requires as a prerequisite to submitting a claim to arbitration that the claim be included in a timely filed complaint in a court with jurisdiction, see Utah Code § 31A-22-321(1)(a), and it further contemplates that the case may resume in the court if either party is dissatisfied with the arbitration award, see id. § 31A-22-321(11). In other words, any proceedings in the district court following 1. Barring certain exceptions not at issue in this case, the Utah Supreme Court “may transfer to the Court of Appeals any of the matters over which the Supreme Court has original appellate jurisdiction.” See Utah Code § 78A-3-102(4). This case was so transferred. Callaspo Brito v. Ballhew 20240739-CA 8 2025 UT App 190 failed arbitration simply resume the litigation of the case that had already begun in district court; the arbitration award is put aside, discovery commences, the relevant rules of procedure and evidence control, and the parties may request—for the first time— a jury trial. See id. § 31A-22-321(12). This procedure is inapposite to the appeals process involved in a small claims action, where the controlling statute specifically provides that “unless the court rules on the constitutionality of a statute or ordinance,” “[t]he appeal is a trial de novo.” See id. § 78A-8-106(2).
¶18 Because we have jurisdiction to hear this appeal, we now proceed to consider the merits of Callaspo’s argument. II. Inconsistency in the Verdict Form
¶19 After reviewing the initial verdict form, the district court concluded that the verdict was inconsistent. To remedy this problem, the court elected to re-instruct the jury. On appeal, Callaspo argues that the court abused its discretion in the manner in which it re-instructed the jury because the instructions “suggest[ed] an outcome” and “encourag[ed] the jury to change its prior findings.” We agree.
¶20 Rule 47(s) of the Utah Rules of Civil Procedure provides that an “informal or insufficient” jury verdict “may be corrected by the jury under the advice of the court, or the jury may be sent out again.” District courts are given discretion to determine whether a verdict is informal or insufficient,2 see KTM Health Care Inc. v. SG Nursing Home LLC, 2018 UT App 152, ¶ 37, 436 P.3d 151, 2. “‘Insufficient’ means inadequate or lacking in some requirement, purpose or use. ‘Informal’ means defective in form; not in the usual form or manner; [or] contrary to custom or prescribed rule.” Eggett v. Wasatch Energy Corp., 2004 UT 28, ¶ 26, 94 P.3d 193 (quotation simplified). An incomplete verdict is both insufficient and informal. See Langton v. International Transport, Inc., 491 P.2d 1211, 1214 (Utah 1971). Callaspo Brito v. Ballhew 20240739-CA 9 2025 UT App 190 and “as long as the jury that rendered the verdict remains empaneled,” the court may seek clarification from the jury regarding any perceived inconsistency, id. ¶ 39. If a “court orders a jury to re-deliberate regarding an inconsistency, the court should explain to the jury the reasons it is being asked to resume deliberations but must do so in a completely neutral and impartial way.” Id. ¶ 45. “[T]he court must take pains to remain neutral, and to make sure that nothing in the court’s communications to the jury about the inconsistency could possibly be construed as encouraging the jury to reach a particular result after redeliberation.” Id. ¶ 44.
¶21 Here, the district court informed the jury that the verdict was “inconsisten[t]” because although the jury had allocated 30% of the fault to Callaspo and 70% of the fault to Ballhew, there was “nothing filled out” “under the section of damages.” The court explained that the jury needed to either “clarify the issue of apportionment” or “perform some calculation on damages.” All of these statements were neutral and impartial. But after highlighting this inconsistency in general terms, the court gave additional pointed guidance: If you were understanding . . . that you were giving 70 percent of the fault to [Callaspo] for the accident, then he would have been over the threshold of 50 percent. And then there would be no further damages needed to be calculated or awarded. And that’s the way that I’m reading it. So we need to ask you if you would like to go back in and deliberate with that understanding and see if your percentages need to change or not. And if not, you’re going to need to perform and make a deliberation on the amount of damages. . . . Why? Because we had an undisputed agreement as to the amount of damages that are Callaspo Brito v. Ballhew 20240739-CA 10 2025 UT App 190 there in this case. And you’ve awarded none. And the only explanation for that is you maybe misinterpreted . . . how you have the allocation of the percentages. I’m not sure, but I’m guessing maybe you switched the allocations of your percentages . . . . (Emphasis added.)
¶22 We agree with Callaspo that the district court did not “explain to the jury the reasons it [was] being asked to resume deliberations . . . in a completely neutral and impartial way.” Id. ¶ 45. Although the court began by objectively explaining to the jury in general terms what the perceived inconsistency was—the apportionment of fault and the calculation of damages—the court then “plac[ed] its thumb on the scale” and detailed exactly how it perceived the jury had intended to answer those questions. Id. ¶ 51. The court repeatedly opined that it was interpreting the verdict form to mean that the jury had simply “switched” the allocation of fault between Callaspo and Ballhew, going as far as to say that was “the only explanation” for the apparent inconsistency. By making these statements, the court overtly “encourag[ed] the jury to reach a particular result after redeliberation.” Id. ¶ 44. And the jury’s subsequent verdict was indeed reflective of the court’s instruction given that the jury simply “switched” the allocations of fault in the corrected verdict. 3 For these reasons, the court abused its discretion when it re-instructed the jury. 3. This is not to suggest that the jury could not have corrected the verdict by switching the allocation of fault. As Ballhew notes in his appellate brief, the jury heard testimony supporting that Ballhew crashed into Callaspo after Callaspo ran a red light. But in light of the district court’s pointed guidance, we cannot conclude that the corrected verdict was truly reflective of the jury’s findings and not influenced by the court. Callaspo Brito v. Ballhew 20240739-CA 11 2025 UT App 190
CONCLUSION
¶23 Because nothing in the text of Utah Code section 31A-22- 321 limits a party’s right to appeal after an arbitration proceeding, we have jurisdiction to hear this appeal. And because the district court abused its discretion when it re-instructed the jury on the perceived inconsistency in the initial verdict, we vacate the verdict and remand the matter for a new trial.