Avery v. Avery, 2011 UT App 300
Case Summary
Robert Edward Avery appealed from a ruling of the Third District Court denying his motion for a new trial on his petition to modify a divorce decree involving Terri Kae Avery. Before reaching the merits of that appeal, the Utah Court of Appeals raised, on its own motion, the question of whether it had jurisdiction to hear the case at all, because the record did not contain a final order. Neither party filed a response to the court’s show-cause motion, and neither party submitted a final order to the trial court to cure the defect. Because no final order existed, the court of appeals concluded it lacked jurisdiction and dismissed the appeal without prejudice, leaving Avery free to re-file a timely notice of appeal once a final order is entered below. The opinion accordingly resolves no substantive family-law issue and turns entirely on appellate finality and procedure.
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Oral Argument
Briefing Documents
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Coverage
Facts
- Underlying Proceeding: Avery petitioned to modify a divorce decree in the Third District Court, Salt Lake Department, before the Honorable Denise P. Lindberg.
- Post-Trial Motion: The trial court denied Avery’s motion for a new trial on that petition to modify.
- Procedural Defect: The trial court’s ruling on the new-trial motion did not state that it was the final order of the court and did not direct that no further order was necessary.
- Absence of a Formal Order: Neither Avery, as the prevailing or non-prevailing party, nor Terri Kae Avery submitted a proposed order to formalize the ruling as required by rule 7(f)(2) of the Utah Rules of Civil Procedure.
- Sua Sponte Motion: The court of appeals raised the jurisdictional defect on its own motion for summary disposition; neither party filed a response.
Issues of the Case
Robert Edward Avery, as appellant, sought review of the denial of his motion for new trial; the court of appeals identified one dispositive threshold issue on its own motion before any merits issue could be reached.
Issue 1: Appellate Jurisdiction Absent a Final Order
The appeal was dismissed without prejudice for lack of jurisdiction; no issue was reached or decided on the merits.
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Civil Procedure — Appellate Jurisdiction
- Appellate Jurisdiction Absent a Final Order
Claim on Appeal: Raised sua sponte by the Court of Appeals on its own motion for summary disposition — not briefed by either party — questioning whether the court had jurisdiction to consider Avery’s appeal from the denial of his new-trial motion given the absence of a final order below.
Holding: — Dismissed without prejudice. The court held it lacked jurisdiction because the trial court’s ruling did not constitute, and was never followed by, a final order, and the appeal was dismissed without prejudice to refiling after entry of a final order.
Statutory Authority: Utah R. App. P. 3(a) (appeals may be taken only from final orders); Utah R. Civ. P. 7(f)(2) (prevailing party must formalize a ruling in a proposed order unless the court directs otherwise).
Standard of Review:
- Jurisdictional determination — reviewed as a threshold, non-discretionary question; the court of appeals must dismiss an appeal it lacks jurisdiction to hear.
Controlling Cases:
- Giusti v. Sterling Wentworth Corp., 2009 UT 2, 201 P.3d 966 (explaining that under rule 7(f)(2), if neither party submits a proposed order, the nonprevailing party’s appeal rights extend indefinitely because the appeal clock never starts).
- Bradbury v. Valencia, 2000 UT 50, 5 P.3d 649 (holding that where an appeal is not properly taken, the appellate court lacks jurisdiction and must dismiss it).
Why It Matters: The decision is a routine but instructive reminder that in Utah, a ruling from the bench or a minute entry is not itself an appealable final order unless it expressly says no further order is necessary. Practitioners on either side of a family-law modification proceeding must ensure a compliant proposed order is submitted under rule 7(f)(2); failing to do so does not just delay the appeal, it can extinguish it procedurally (through dismissal) while simultaneously leaving the opposing party’s appeal window open indefinitely. The case underscores that finality, not the substance of the ruling, controls whether the court of appeals can act at all.
Rules of Evidence
Utah Codes
Rules of Civil Procedure
Formalizing Court Rulings into a Final Order
Governs: Unless the trial court approves an order submitted with a motion or otherwise directs that no further order is necessary, the rule requires the prevailing party to formalize the court’s decision in a proposed order; if the prevailing party fails to do so, the nonprevailing party may submit one to perfect appellate rights.
Application in Avery: The court relied on rule 7(f)(2) to hold that the trial court’s ruling denying a new trial was not final because it lacked language directing that no further order was necessary, and because neither party submitted a formal order.
Quote: “[U]nless the trial court approves an order submitted with a motion or otherwise directs that no further order is necessary, the prevailing party must formalize any decision by the trial court in a proposed order.” Avery v. Avery, 2011 UT App 300, ¶ 2.
Utah Judiciary: https://legacy.utcourts.gov/rules/view.php?type=urcp&rule=7
Utah Code of Judicial Administration
Utah Rules of Appellate Procedure
Appeals Taken Only From Final Orders
Governs: Establishes the general rule that an appeal to a Utah appellate court may be taken only from a final order or judgment of the trial court.
Application in Avery: The court cited rule 3(a) for the baseline principle that, absent a final order, there is nothing from which an appeal may properly be taken, which was fatal to jurisdiction here.
Quote: “Generally, appeals may be taken only from final orders.” Avery v. Avery, 2011 UT App 300, ¶ 2.
Utah Judiciary: https://legacy.utcourts.gov/rules/view.php?type=urap&rule=3
Utah Rules of Professional Conduct
Case Cited
- Giusti v. Sterling Wentworth Corp., 2009 UT 2, 201 P.3d 966 (controlling authority on the operation of rule 7(f)(2) and the indefinite extension of appeal rights when no final order is submitted).
- Bradbury v. Valencia, 2000 UT 50, 5 P.3d 649 (controlling authority requiring dismissal for lack of jurisdiction where an appeal is not properly taken).
Litigation and Appellate Strategy
Reversal Predictor
- A ruling or minute entry that does not contain rule 7(f)(2) finality language.
- No proposed order submitted by either party following the ruling.
- No response filed to a court of appeals show-cause or summary-disposition motion raising the finality defect.
Mandatory Factor Checklist
- Whether the trial court’s ruling expressly directs that no further order is necessary.
- Whether a rule 7(f)(2) proposed order was submitted by the prevailing party.
- Whether, if the prevailing party failed to submit an order, the nonprevailing party submitted one instead.
Signal Cluster (High-Risk Appeal Profile)
An appeal is at high risk of dismissal for lack of jurisdiction where: (1) the underlying ruling is silent on finality, (2) no party has submitted a formal order under rule 7(f)(2), and (3) the notice of appeal was filed based on the ruling alone rather than a subsequently entered order.
Strategy Insight
Because the court of appeals will not reach legal-error or evidentiary arguments until finality is established, counsel should treat the existence of a compliant final order as a threshold gatekeeping fact to verify before investing briefing effort in the merits — a procedural cure here is faster and safer than litigating the underlying issue on an uncertain jurisdictional footing.
Insights
Utah-Only Jurisprudence
The decision relies exclusively on Utah authority — the Utah Rules of Civil and Appellate Procedure and two Utah Supreme Court decisions (Giusti and Bradbury). No out-of-state or federal authority is cited or needed, since appellate finality in Utah is governed entirely by its own procedural rules.
Doctrinal Anchors (Utah Supreme Court)
- Giusti v. Sterling Wentworth Corp., 2009 UT 2, 201 P.3d 966 — Established that rule 7(f)(2) places the burden of formalizing a ruling into a proposed order on the prevailing party, with a fallback right in the nonprevailing party, and that if neither submits one, the nonprevailing party’s time to appeal never starts running. It supplied the entire procedural framework the court of appeals applied.
- Bradbury v. Valencia, 2000 UT 50, 5 P.3d 649 — Established that an improperly taken appeal deprives the appellate court of jurisdiction and requires dismissal. It supplied the jurisdictional consequence once the finality defect was identified.
The Most Important Holding
A trial court’s ruling on a post-judgment motion — even one denying relief outright — is not an appealable final order unless it either is followed by a rule 7(f)(2) proposed order or expressly states that no further order is necessary. Absent one of those two things, the court of appeals has no jurisdiction to reach the merits, no matter how complete the trial court’s reasoning appears on its face.
Reversal Based on Legal Error vs. Factual Error
This is not a merits reversal at all — no factual or legal error by the trial court was reviewed or corrected. The dismissal is purely jurisdictional and procedural: the appeal was terminated because the record lacked a final order, not because the trial court’s underlying decision was right or wrong.
Practitioner Takeaways
- Trial Lawyers: Immediately after any ruling you intend to appeal (or defend on appeal), submit a rule 7(f)(2) proposed order — or confirm the court’s ruling already states that no further order is necessary — before the appeal clock is relied upon by either side.
- Appellate Lawyers: Before filing or defending a notice of appeal, confirm the record contains a true final order. If it does not, seek entry of one below rather than proceeding to briefing, or risk a sua sponte jurisdictional dismissal like this one.
- Self-Represented or Non-Prevailing Parties: If the prevailing party never submits a proposed order, you may — and should — submit one yourself to start the appeal clock and avoid leaving your own appellate rights (or your opponent’s) unresolved indefinitely.
Majority Opinion
IN THE UTAH COURT OF APPEALS
‐‐‐‐ooOoo‐‐‐‐
Robert Edward Avery, Petitioner and Appellant, v. Terri Kae Avery, Respondent and Appellee. ) ) ) ) ) ) ) ) )
PER CURIAM DECISION Case No. 20110560‐CA F I L E D (September 1, 2011) 2011 UT App 300
‐‐‐‐‐ Third District, Salt Lake Department, 064905588 The Honorable Denise P. Lindberg Attorneys: Wade Taylor, Salt Lake City, for Appellant
‐‐‐‐‐ Before Judges Orme, Voros, and Roth.
¶1 Robert Edward Avery appeals from the trial court’s ruling denying his motion for new trial on his petition to modify a divorce decree. This is before the court on its own motion for summary disposition based on lack of jurisdiction due to the absence of a final order. Neither party responded to the motion, nor did they submit a final order below to cure the defect.
¶2 Generally, appeals may be taken only from final orders. See Utah R. App. P. 3(a). Pursuant to rule 7(f)(2) of the Utah Rules of Civil Procedure, unless the trial court approves an order submitted with a motion or otherwise directs that no further order is necessary, the prevailing party must formalize any decision by the trial court in a proposed order. See Utah R. Civ. P. 7(f)(2); Giusti v. Sterling Wentworth Corp., 2009 UT 2, ¶¶ 27‐28, 201 P.3d 966. If the prevailing party fails to provide an order, the nonprevailing party may do so to perfect the right to appeal a decision. See Giusti, 2009 UT 2, ¶ 28. If neither party submits an order, “the appeal rights of the nonprevailing party will extend indefinitely” because the appeal time will not be triggered by the entry of a final order under the rule. Id. ¶ 35.
¶3 In this instance, the trial court entered a ruling on the motion for new trial but it did not specify that it was the final order of the court. Absent that language directing that no further order is necessary, a party must submit a formal order to provide finality for purposes of appeal. See id. Neither party has submitted such an order. As a result, there is no final order from which to appeal. See id. Where an appeal is not properly taken, this court lacks jurisdiction and must dismiss it. See Bradbury v. Valencia, 2000 UT 50, ¶ 8, 5 P.3d 649.
¶4 Accordingly, this appeal is dismissed without prejudice to the filing of a timely notice of appeal after the entry of a final order. ____________________________________ Gregory K. Orme, Judge ____________________________________ J. Frederic Voros Jr., Judge ____________________________________ Stephen L. Roth, Judge 20110560‐CA 2